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The Underappreciated Impact of Dodd-Frank: The Rise of Federal and State Regulatory Cooperation


There are multiple levels of regulation in the financial services industry with federal, state, and even local officials supervising companies within the industry. These regulators often cooperate, but also sometimes act in conflict with one another in their pursuit of consumer protection and enforcement of laws. This select print feature originally appeared in the February 2015 issue of DS News magazine.

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Butterfly Effect


Special Print Feature, originally appeared in the May 2013 issue of DS News Magazine.   By Jerry Alt The days of winging it are long gone for our universe of ...

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