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Tag Archives: Compliance

Tracking Legislative Processes in Financial Services

From ensuring the compliance to laws of different states to educating legislators on the financial services industry, Andrew Boylan, Partner, Risk Management and Compliance at McCarthy & Holthus spoke to DS News about the importance of working with the government. Editor's Note: This feature originally appeared in the September issue of DS News, out now.

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SunTrust Gets the All Clear from NMS Monitor

The Office of Mortgage Settlement Oversight, which was monitoring the bank for compliance has said that SunTrust has fulfilled its settlement obligations and that it's metrics compliance results are in line with expectations. Here are the details.

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